|
|
Introduction to compliance
Introduction to financial crime Staff competency frameworks Treating Customers Fairly (TCF) Managing conflicts of interest Conduct risk learning programme FCA regulation of insurance brokers Solvency II Handling client assets and money - financial services Insurance, financial and operational risk management Managing the risk of errors and omissions Financial promotions Responsibilities of approved persons in FCA significant influence functions |
£1,350
£1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 £1,350 |
"The trainer explained things very clearly with great detail highlighted through the activities." "Excellent delivery and for what could have been a very dry subject was not so and very useful training session." |