4D Training
  • Home
    • About Us
  • Virtual Public Courses
  • Insurance
    • CII Revision
  • IT
  • Soft Skills
  • Snr Management
  • Finance
  • Wellness
  • Contact

Compliance and Regulatory

​​​Adhering to Lloyd's minimum standards

Conduct Risk (formally Treating Customers Fairly)

Complying with the Insurance Distribution Directive (usually as part of Conduct Risk course)

Complying with Senior Insurance Managers Regime

Conducting a board evaluation

Contract certainty for insurance policies 

Good corporate governance

Establishing a compliance monitoring framework (including linking it to control verification for mitigating risk)


FCA regulation of insurance brokers

Financial crime (including anti-money laundering, bribery & corruption, sanctions, fraud prevention)

​Financial Promotions


​Handling Client assets and money - financial services

​Solvency II
​
​Writing a compliance plan (including discussion on three lines of defence model)

​The following can be delivered in bite-sized chunks
  • Conflicts of interest including broker remuneration
  • ​Whisleblowing
  • ​Horizon scanning and forward looking compliance
Fees TBA
"The trainer explained things very clearly"

Prices shown are for a group and exclude VAT.  Max delegates 12 per group.
If you just have one or two people, please contact us for news on open courses.
Travel and/or subsistence may be incurred if the training venue is located outside central London.

HOME        PUBLIC COURSES         INSURANCE         INFORMATION TECHNOLOGY         SOFT SKILLS         SNR MANAGEMENT          FINANCE         WELLNESS         CONTACT
+44 (0) 1483 836183                                                           www.4DTraining.co.uk                                                        info@4DTraining.co.uk
  • Home
    • About Us
  • Virtual Public Courses
  • Insurance
    • CII Revision
  • IT
  • Soft Skills
  • Snr Management
  • Finance
  • Wellness
  • Contact