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Adhering to Lloyd's minimum standards
Conduct Risk (formally Treating Customers Fairly) Complying with the Insurance Distribution Directive (usually as part of Conduct Risk course) Complying with Senior Insurance Managers Regime Conducting a board evaluation Contract certainty for insurance policies Good corporate governance Establishing a compliance monitoring framework (including linking it to control verification for mitigating risk) FCA regulation of insurance brokers Financial crime (including anti-money laundering, bribery & corruption, sanctions, fraud prevention) Financial Promotions Handling Client assets and money - financial services Solvency II Writing a compliance plan (including discussion on three lines of defence model) The following can be delivered in bite-sized chunks
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Fees TBA
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"The trainer explained things very clearly" |